Module 1: Introduction 1. Introduction 2. Download Course PresentationModule 2: Prime Services 1. What Is Prime Services 2. Interactive Exercise 1 3. Capital Introduction 4. Trade Execution, Clearing, and Settlement Services 5. Trade Execution, Clearing, and Settlement Services – Executing Broker 6. Interaction Between Portfolio Manager, Executing Broker, and Prime Broker 7. Interactive Exercise 2 8. Margin Maintenance – Prime Broker Give Up 9. Margin Maintenance – Prime Broker Give Up – An Example Free Preview 10. Financing – The Hedge Fund Balance Sheet 11. Financing – Debt Financing in the Form of Margin Loans 12. Interactive Exercise 3 13. Custodian – Asset Safekeeping (Long Assets) 14. Custodian – Source Short Assets 15. Custodian – Managing Margins 16. Custodian – Managing Margins – Bilateral vs. Cleared Derivatives 17. Interactive Exercise 4 18. Reporting 19. How Do Prime Brokers Make Money 20. Interactive Exercise 5Module 3: Midway Check-In 1. Midway Check-InModule 4: Securities Lending 1. What Is Securities Lending 2. What Is Securities Lending – Short Seller vs. Stock Lender 3. What Is Securities Lending – Short Seller vs. Long Seller 4. Interactive Exercise 6 5. Short Interest – Refinitiv Workspace Screen Free Preview 6. Short Equity Metrics 7. Short Selling Example 8. Short Selling Risks 9. Interactive Exercise 7 10. Short Selling Risks – Short-Squeeze – GameStop Example 11. Who Shorts Stocks – Asset Manager vs. Hedge Fund Manager 12. Why Do Short Sellers Need to Borrow Stocks – DTCC's Role 13. Interactive Exercise 8 14. Why Do Short Sellers Need to Borrow Stocks – Covered vs. Naked Short 15. Why Short Sellers Need to Borrow Stocks – Good vs. Bad Fails 16. Other Reasons to Borrow Stocks 17. Interactive Exercise 9 18. What Is a Securities Lender – Example of Securities Lending (Part 1) Free Preview 19. What Is a Securities Lender – Borrow Fee to Security Lender 20. What Is a Securities Lender – Example of Securities Lending (Part 2) 21. What Is a Securities Lender – Distribution of Borrowing Fees 22. Securities Lending Models (Part 1) 23. Securities Lending Models (Part 2) 24. Securities Lender Fee Models 25. Securities Lending Market Overview 26. Securities Lending Market Overview – Govt. Bonds vs. Equities 27. Interactive Exercise 10Module 5: Course Summary 1. OutroModule 6: Qualified Assessment 1. Qualified Assessment 2. Share Your Feedback 3. Course Completion

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As mentioned, Securities Lenders are crucial to facilitate short-selling. We will be looking at Securities Lending transactions by using examples of a hedge fund manager that is bearish on a stock. He will need to borrow the stock to shorten it. A securities lender will facilitate the loan. An asset manager with long-only access will lend the stock. You will also be able to see how borrow fees are distributed and the various Security Lender models.


 Next, you'll cover Securities Lending. Here you will learn about Securities Lending and distinguish between stock lenders, short-sellers and long-sellers. You will be able to identify why and how market participants might'short' stock. We will use multiple short equity metrics to analyze short-selling activity, including short interest and short ratio from Refinitiv Workspace Screen.


 This course will help you understand how Securities Lenders and Prime Services can facilitate stock shorting. Once you start, you'll understand how Prime Services, also known as Prime Brokers, attracts investors, maintains margin requirements and performs clearing and settlement functions. They also provide custodial services and real-time reporting to their hedge fund clients.

Learn "Prime Services and Securities Lending" "Certification" by "Corporate Finance Institute (CFI)" and upskill your career by acquiring skills like Cash Flow etc with Careervira.

Prime Services and Securities Lending

Prime Services and Securities Lending

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